When is Form D due for a Regulation D offering?

Within 15 days after the first sale of securities.

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  1. Within 15 days after the first sale ✔
  2. Before forming the company
  3. Only after the offering closes

Why: Form D is the SEC notice for a Regulation D exempt offering. The filing deadline is measured from the first sale, not the final closing.

Huh, didn't know that: After filing, a company's Form D is publicly available on EDGAR, and the SEC charges no filing fee.

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Form D arrived early because it did not want a late notice.
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References

Answer: Within 15 days after the first sale. Form D is the SEC notice for a Regulation D exempt offering. The filing deadline is measured from the first sale, not the final closing.

  1. What is Form D? www.sec.gov/resources-small-businesses/capital-raising-building-blocks/what-form-d
    Companies must file Form D within 15 days after the first sale of securities.
    Checked 2026-10-11.

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